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Assistant Compliance Officer

Job Description

Title:  Assistant Compliance Officer  

Area:  Northern Suburbs

Salary:  R350 000– R400 000.00 per annum


Brief Description:
One of our focus clients who are a South African financial services group is looking for an Assistant Compliance Officer to join their team.

Relevant tertiary qualification.
Certificate in Compliance Management would be an advantage. 

Skills & Experience:
FSB approved compliance officer in CAT I (category II will be an advantageous).
At least 3 years' compliance experience in an investment or asset management environment. 
Working knowledge and application experience of Financial Markets Legislation.
Computer literate in MS Office (compliance system development experience would be an advantage).
Strong administrative and organizational skills.
Attention to detail.
Good verbal and written communication.
Ability to act independently as well as part of a team.
Pro-active approach and lateral thinker.

Brief Key Performance Areas
Assist in monitoring compliance with applicable legislation and internal requirements.
Monitor of unit trust portfolio compliance.
Advise management, employees and clients on all compliance and regulatory matters that affect business decisions.
Analyze proposed new legislation, comment to the applicable persons, inform and comment to applicable employees.
Assist in developing, promoting, implementing and maintaining compliance standards and procedures that enable employees to act in a compliant manner.
Assist with proper establishment and maintenance of procedures on the identification, reporting and resolution of breaches and other compliance and regulatory issues.
Train and assist employees to improve their regulatory knowledge and enhance their compliant behaviours.
Monitoring of advisor deal packs to ensure compliance.

If you have not had any response in two weeks, please consider your application unsuccessful.

For more information please email