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Senior Compliance Specialist

Job Description

Currently looking to speak with regulatory seasoned professionals willing to take up a demanding and rewarding function within one of our esteemed and long-established clients. 

Duties & Responsibilities:
- undertake functions of a Compliance Officer & MLRO
- ensure compliance with relevant legislation and regulatory codes
- create and maintain compliance plans, procedures and practices whilst ensuring these are followed by other team members
- undertake compliance monitoring
- review KYC files for new clients and identifying main issues and follow-ups
- identify risks in relation to monitoring of existing clients
- maintainanaince of all registers
- follow-up audit recommendations (internal and external)
- manage internal compliance team
- train new joiners and advanced training such as new regulations, AML, 
- manage and lead regulatory requests and visits

Required: 
- Degree-level of specialisation
- Hold appropriate qualifications in compliance or AML/CFT/Fraud prevention
- Hold significant experience in compliance, preferably in the financial sector in Malta
- Good knowledge of MS Office
- Familiarity with screening tools
- English fluency

 

 
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