• Lead the Compliance Function for the Company and strengthen the Compliance culture in the organisation
• Ensure strict observance of all statutory and regulatory requirements for the NBFC, including standards of market conduct, managing conflict of interest, treating customers fairly and ensuring the suitability of customer service
• Carry out an exercise, at least once a year, to identify and assess the major Compliance risk facing the NBFC and formulate plans to manage it;
• Submit to the Compliance Review Board of Management/Board /Board CommiƩee a review at the prescribed periodicity and a detailed annual review of Compliance
•  Assist the Board and the Senior Management in overseeing the implementation of Compliance Policy, including policies and procedures, prescriptions in Compliance Manuals, internal codes of conduct
• Play the central role in idenƟfying the level of Compliance risk in the organisation. The Compliance risks in existing / new products and processes shall be analysed and appropriate risk mitigants put in place.
• All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored.

Qualifications & Experience:

• CA/CS/LLB with at least 12 years of experience in compliance, legal, or regulatory roles with at least 5 years of experience in Compliance role in an NBFC/Bank
• Deep understanding of regulatory requirements for NBFCs in India and must have dealt directly with regulators (RBI/NHB etc.) including managing inspections/audits by regulators
• Should have a good understanding of the industry and risk management practices, knowledge of regulaƟons, legal requirements, and have sensitivity to Supervisory expectations;
• Strong leadership and team management skills with high level of integrity and ethics.
• Must have dealt with Senior Board Members & Independent Directors in the past assignment